Salary Rate
Salary between Not mentioned ~ (in USD)
Occupation
Job Title : ATTORNEY-ADVISER
NORMALIZED JOB TITLE* : Attorney
Job Display Categories : Government Contracts,Competition,Commercial Contracts,Capital Markets,Legal Industry,Legal Ethics,Law360 In-Depth ,Legal,Financial Services,Government
Category : government_contracts,competition,commercial_contracts,venture_capital,legal_secretary,attorney,in_house
Matched Category : legal,financial_services,government_military
ADID :
Job ID : 135274018
Job Code :
Job Source : direct_employer
Job Summary : SummaryThe Division of Trading and Markets establishes and maintains standards for fair, orderly, and efficient markets. It regulates major market participants, incl...
Work Status : full_time
Work Shift :
Work Type : no_preference
Work From Home : 0
Parse ID :
Posting Date : 2023-09-07T17:00:00Z
Modified Date : 2023-09-07T17:00:00Z
Posting Company :
Posting Company ID : 0
Remote Details URL :
Search Networks : US,platinum_national
Assigned Category : government_contracts,competition,commercial_contracts,venture_capital,legal_secretary,attorney,in_house
*a normalized job title is a standardized version of a job title that has been modified to conform to a specific format or set of conventions, Grouping similar titles together,To make data more consistent and accurate
Job CRITERIA
Description of Job
Summary
The Division of Trading and Markets establishes and maintains standards for fair, orderly, and efficient markets. It regulates major market participants, including broker-dealers, self-regulatory organizations (such as stock exchanges, Financial Industry Regulatory Authority, and clearing agencies), and transfer
agents.
Conditions of Employment
CITIZENSHIP: This position is open to US Citizens.
You must possess a J.D. or LL.B Degree.
You must be an active member of the bar in good standing
Duties:
At the Securities and Exchange Commission (SEC), we are committed to diversity, equity, inclusion and accessibility (DEIA) and value a workforce that reflects the diverse experiences and perspectives of the communities we serve. As such, we welcome applications from qualified individuals of all backgrounds who share our commitment to public service.
The Division also supervises use of approved models; develops market monitoring tools; provides analytical support, product expertise, rule reviews, policy insight; and reviews of regulatory filings, risk positioning, internal audit, and liquidity.
Top 5 Typical Duties Include:
Carry out a wide variety of duties relating to the securities markets and certain market participants, including review and analysis of rule changes submitted by self-regulatory organizations (SROs) and work on rulemaking initiatives and special projects relating to the equity, debt, and derivatives securities
markets, the national clearance and settlement system, clearing agencies, transfer agents, and other securities industry participants.
Assist the Assistant Director(s), other staff in the Division, and other offices and divisions in the Commission on a wide array of matters relating to the equity, debt, and derivative securities markets, clearing agencies, transfer agents, and other securities industry participants. Advise on regulatory, policy, operational, enforcement, and other matters relating to the national clearance and settlement system, U.S. securities markets, and related international matters and provide
technical and legal assistance in the development and implementation of major SEC initiatives in these same areas.
Independently analyze, summarize, and convey both verbally and in writing complex factual and legal issues; prepare summaries, memoranda, briefing documents, recommendations, and other materials related to same; prepare and present verbal and written briefings to Commissioners and their staff, as well as the Division Director, Deputy Director, Associate Director, and Assistant Director(s) with respect thereto.
Assist senior staff in developing, proposing, and implementing rules, regulations, and policies related to the appropriate and effective oversight and regulation of clearing agencies, transfer agents, and other
national clearance and settlement system and securities industry participants; help develop, coordinate, and implement SRO and transfer agent compliance and surveillance programs in a manner consistent
with the Commission's mandate under the Exchange Act.
Additional information and the link to the application can be found here:
https://ift.tt/27RsHkz
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How to Submit an application for a job
You can submit your application in these ways
- URL : https://www.usajobs.gov/job/747528400
- email :
- Fax :
- Phone :
Please Submit an application for a job before the job expired on 2023-10-08T03:59:59Z
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Response Method : url
Enterprise Overview
Company Profile Description of U.S. Patent and Trademark Office
Company Name : U.S. Patent and Trademark Office
Company Industry :
Company ID : 863167
Company Type :
Company Profile URL :
Company Country : United States
Company City : Washington / Washington
State : District of Columbia
Zip : 20001
Company Confidential :
Company Size :
Client ID : law360
Latitude : 38.91112
Longitude : -77.01806
Location : Washington , District of Columbia 20001
Formatted City State :Washington, DC
Formatted City State Country : Washington, DC US
Normalized Country: US
Normalized State: DC
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